Article by Daniel Caballero*
2 Fordham L. Voting Rts. & Democracy F. 293
The telephone has enabled significant enhancements in communication. However, it has also brought with it abuses. One of these is telephonic harassment. The states and the federal government have passed laws that criminalize this inappropriate and psychologically harmful use of telephones. This Article assumes that these laws are constitutional when the caller harasses an ordinary citizen. But the First Amendment protects the right to petition the government for redress of grievances. So, what happens when the caller is both petitioning the government and intending to harass a government official? Does the First Amendment protect telephonic harassment of a public official? State and lower federal courts have responded in a variety of conflicting ways. This Article seeks to address deficiencies in those responses while recommending a refinement of the best approach to reconciling this legal conflict, the significant component test. When the test is applicable, courts should avoid examining the content of harassing calls to determine whether a matter of public concern is a significant component of the call. Instead, non-speech contextual factors should be considered.
Introduction
In 1997, Ion Cornell Popa made seven phone calls to the office of Eric Holder, then U.S. Attorney for the District of Columbia.1United States v. Popa, 187 F.3d 672, 673 (D.C. Cir. 1999). Popa, who had a history of mental illness,2Brief for Appellant at 3, United States v. Popa, 187 F.3d 672 (D.C. Cir. 1999) (No. 98-3017). complained about “two Afro-American police officers” who had allegedly beaten him up after he had called the police to report being threatened by “an Afro-American.”3Popa, 187 F.3d at 675 n.1. He also complained to Holder’s office about the prosecution’s failure to disclose its witness list in a pending case against him for threatening a bank employee.4Id. One of Holder’s secretaries received the first call on Holder’s direct line, and Popa immediately began yelling into the phone: “[T]hat n***** Eric Holder, that n***** Holder, get him out of there, get him out of there[!]”5Brief for Appellee, United States v. Popa, 187 F.3d 672 (D.C. Cir. 1999) (No. 98-3017), 1999 WL 34833912. The secretary put him on hold; when she returned to the line, Popa had hung up.6Id. A different secretary received another Popa call later that day: “Eric Holder is a n*****. Is a n*****. Which is a criminal. He make a violent crime against me, violating the rights in court of the white people. [Inaudible] n*****. He’s n*****. Eric Holder. Criminal.”7Id.
In 2016, military veteran Robert Mark Waggy repeatedly called his local Veteran’s Affairs (“VA”) hospital with complaints.8See United States v. Waggy, 936 F.3d 1014, 1016 (9th Cir. 2019). He was not calling to complain about medical services, but rather, for delusional reasons, he believed the VA owed him money.9See id. He believed that the VA was in breach of a contract that required that they pay for law school. See Brief for Appellee at 9, United States v. Waggy, 936 F.3d 1014 (9th Cir. 2019) (No. 18-30171). Although the contract was unsigned, it had a stipulation that mere receipt of the contract meant acceptance of its terms. Id. Mr. Waggy believed this was sufficient to bind the VA. Id. Accordingly, he asserted that because of a 72 percent interest rate, the VA had to pay him hundreds of millions of dollars as well as the land on which the VA facility rested. Id. During his calls, he yelled at the receptionist, calling her a “f***ing cu**” each time she answered the phone.10Waggy, 936 F.3d at 1016–17. He demanded that she “do [her] f***ing job and to f***ing listen.”11Id. at 1017. After being berated over the course of several calls, the receptionist stopped answering: “[I]t made me scared. I didn’t want to talk to him anymore.”12Id. But the calls kept coming.13Id. The receptionist felt that “it would never end.”14Id.
Both Waggy and Popa were arguably petitioning the government for redress of a grievance, an essential democratic right protected by the First Amendment.15See U.S. Const. amend. I. The Supreme Court has incorporated the First Amendment’s protections for the freedom of speech and petition for redress of grievances against the states. See De Jonge v. Oregon, 299 U.S. 353, 364 (1937). Yet, they were also intentionally harassing a government official, resulting in their criminal convictions for telephonic harassment.16See United States v. Popa, 187 F.3d 672, 674 (D.C. Cir. 1999); see also Waggy, 936 F.3d at 1016. On appeal, courts in both cases had to grapple with the same question: Does the First Amendment protect telephonic harassment of a public official?17In the Waggy and Popa cases, it is noteworthy that the caller never actually reached their intended target. Instead, they recited their grievances to a staff member. See Popa, 187 F.3d at 674; Waggy, 936 F.3d at 1016. For reasons explained infra, this distinction should not carry significance. This Article seeks to answer that question.
Part I of this Article will frame the problem. On the one hand, the historical record suggests that critical, offensive, and sometimes hostile speech targeting public officials is squarely within the First Amendment’s protection, and therefore citizens have a right to engage in it. Moreover, the U.S. Supreme Court has consistently held that speech criticizing public officials plays a central role in American democracy because it is a key mechanism by which citizens can keep government accountable.18See New York Times Co. v. Sullivan, 376 U.S. 254, 270 (1964); see also Hustler Mag., Inc. v. Falwell, 485 U.S. 46, 50–51 (1988). On the other hand, much of the legal discourse about this kind of speech assumes that the speaker intends to speak publicly and have their speech disseminated widely (i.e., is intending to engage in “one-to-many” speech). But when the speaker intends to speak privately and directly to another (i.e., “one-to-one” speech), the Supreme Court has recognized limitations on speech based on the privacy interests of the listener.19See Rowan v. U.S. Post Office Dep’t, 397 U.S. 728, 738 (1970). As evidenced by the examples of calls above, one-to-one harassing speech can cause substantial emotional distress to recipients. Yet the Court has never applied its listener privacy jurisprudence in cases where the listener was a public official, a circumstance that presents more complex First Amendment considerations than when the audience is a private citizen.
Part II will explore how courts have tried to resolve this question by balancing the government’s interest in discouraging such harassment against an individual’s civil liberty to engage in such speech. Some courts have adopted a per se rule that when a given telephonic harassment statute proscribes calling with the intent to harass, only conduct—not speech—is regulated. Therefore, First Amendment protection in such instances is inapplicable and the statute proscribing such conduct will prevail. On the other end of the spectrum, other courts have adopted a per se rule that a person’s right to petition their government always outweighs a government official’s privacy interests, meaning that laws limiting such activities cannot stand. As a third option, since the D.C. Circuit’s 1999 holding in United States v. Popa, federal courts have mostly adopted a more flexible approach, the “significant component test.”20See infra Part II.C. Part III will argue in favor of the significant component test’s approach, but recommend honing the test to focus on non-speech elements.
Before digging into the subject matter, the scope of this Article must be defined. First, in addition to telephonic harassment cases, this Article will examine cases where defendants were convicted for harassment or disturbance of the peace based on written forms of one-to-one speech, such as letters and emails. The legal principles and reasoning that underlie these opinions are equally applicable to telephonic harassment. Additionally, telephonic harassment is more intrusive than those methods of communication, as a letter can be easily thrown away or an email deleted.21Cf. Consol. Edison Co. of N.Y. v. Pub. Serv. Comm’n of N.Y, 447 U.S. 530, 542 (1980). The physical ringing of a phone is much less easily ignored. There is also something to be said for the power and immediacy of hearing the voice of another person in real time, as opposed to reading the words on a page. The potential harms to public officials come into sharper relief and the stakes are greater.22See Catie Edmondson & Mark Walker, One Menacing Call After Another: Threats Against Lawmakers Surge, N.Y. Times (Feb. 9, 2022), https://www.nytimes.com/2022/02/09/us/politics/politician-death-threats.html [perma.cc/ADV6-EF6D]; Stephanie Lai et al., Lawmakers Confront a Rise in Threats and Intimidation, and Fear Worse, N.Y. Times (Oct. 1, 2022), https://www.nytimes.com/2022/10/01/us/politics/violent-threats-lawmakers.html [perma.cc/V5TQ-KCGC].
Second, this Article will focus on calls that harass or intend to harass.23Although telephonic harassment statutes seek to proscribe harassment, they fail to define “harass.” See, e.g., 47 U.S.C. § 223; 18 U.S.C. § 2261A. Some courts have struggled with interpreting it in criminal statutes. See United States v. Yung, 37 F.4th 70, 78 (3d Cir. 2022) (noting that “harass” can include everything from “repeated annoyance to outright violence”); see also People v. Moreno, 506 P.3d 849, 844–45 (Colo. 2022) (concluding that the harassment statute is overbroad because it could include a range of protected communications including political discourse). Other courts have asserted that it has a commonly understood meaning and left it at that. See City of Seattle v. Huff, 767 P.2d 572, 576 (Wash. 1989) (en banc); see also United States v. Bowker, 372 F.3d 365, 381 (6th Cir. 2004); United States v. Eckhardt, 466 F.3d 938, 944 (11th Cir. 2006); United States v. Shrader, 675 F.3d 300, 310 (4th Cir. 2012);United States v. Conlan, 786 F.3d 380, 386 (5th Cir. 2015). Black’s Law Dictionary first defined harassment as, “[u]sed in variety of legal contexts to describe words, gestures and actions which tend to annoy, alarm and abuse (verbally) another person.” Harassment, Black’s Law Dictionary (5th ed. 1979). The most recent edition has stayed largely consistent: “Words, conduct, or action (usu[ally] repeated or persistent) that, being directed at a specific person, annoys, alarms, or causes substantial emotional distress to that person and serves no legitimate purpose; purposeful vexation.” Harassment, Black’s Law Dictionary (11th ed. 2019). Congress has defined harassment in one place within the federal code: “[A] serious act or course of conduct directed at a specific person that (i) causes substantial emotional distress in such person; and (ii) serves no legitimate purpose[.]” 18 U.S.C. § 1514(d)(1)(B). Many telephonic harassment cases involve speech that can cause substantial emotional distress but others less so. This Article seeks to examine whether any of this speech, when (1) aimed at public officials and (2) not a “true threat,” can be criminalized. Criminal telephonic harassment statutes often provide a list of types of calls that are deemed unlawful. The federal telephonic harassment statute proscribes calling with intent to “abuse, threaten or harass,”2447 U.S.C. § 223(a)(1)(C). while states’ telephonic harassment statutes proscribe even broader sets of conduct.25See, e.g., 18 Pa. Stat. and Cons. Stat. Ann. § 2709(a)(4) (West 2023) (“A person commits the crime of harassment when, with intent to harass, annoy or alarm another, the person . . . communicates to or about such other person any lewd, lascivious, threatening or obscene words, language, drawings or caricatures[.]”). Some criminal telephonic harassment statutes proscribe calls that merely “annoy” and/or “alarm,” which has led to findings of overbreadth by courts. See People v. Klick, 362 N.E.2d 329, 331–32 (Ill. 1977); State v. Brobst, 857 A.2d 1253, 1255–56 (N.H. 2004). While the government may regulate speech that threatens a person because the First Amendment does not protect “true threats,”26See Virginia v. Black, 538 U.S. 343, 359–60 (2003). courts have found proscriptions of non-threatening intent to be constitutionally suspect.27See Moreno, 506 P.3d at 854 (finding that speech intended to harass “encompasses a substantial amount of protected speech.”); see also Saxe v. State Coll. Area Sch. Dist., 240 F.3d 200, 204 (3d Cir. 2001) (“There is no categorical ‘harassment exception’ to the First Amendment’s free speech clause.”); Bowker, 372 F.3d at 379, vacated on other grounds, 543 U.S. 1182 (2005) (acknowledging that the federal telephonic harassment statute could have unconstitutional applications “if interpreted to its semantic limits”). This Article will focus on the word “harass,” a common feature among these statutes that captures conduct that can cause substantial emotional distress while coming short of a “true threat.”
Third, this Article will assume that regulation of harassing one-to-one speech28For the purposes of this Article, one-to-one speech is intended to be said to one person; one-to-many speech is intended to be said to more than one person. Although telephonic speech is often one-to-one, it can be one-to-many in explicit and implicit ways. An example of explicit one-to-many telephonic speech would be a conference call. An example of implicit one-to-many telephonic speech would be a person speaking to one person on the phone but doing so loudly in a public place. In such a scenario, inferring that the caller intends to communicate with a larger audience could be reasonable. Another vital consideration in classifying telephonic speech as one-to-one or one-to-many is the caller’s intent. Someone could call a particular person intending to only speak to them but not realize that the intended listener has the call on speakerphone with others listening. Although the result is speech being broadcasted to multiple listeners, the caller’s intent makes this one-to-one speech. This Article focuses on the constitutionality of harassing telephonic one-to-one speech, not harassing telephonic one-to-many speech. See Eugene Volokh, One-to-One Speech vs. One-to-Many Speech, Criminal Harassment Laws, and “Cyberstalking”, 107 Nw. U. L. Rev. 731 (2013), for a deeper inquiry into the regulation of one-to-one and one-to-many speech aimed at ordinary citizens. is constitutional when aimed at ordinary citizens. Although state courts have struck down state telephonic harassment laws for violating the First Amendment when the victims were ordinary citizens,29See Bolles v. People, 189 Colo. 394, 399 (1975); see also Klick, 362 N.E.2d at 331–32;State v. Vaughn, 366 S.W.3d 513, 519–21 (Mo. 2012). federal appellate courts have consistently upheld both state and federal telephonic harassment laws in this scenario.30See United States v. Lampley, 573 F.2d 783, 787 (3d Cir. 1978); see also Bowker, 372 F.3d at 376, 390; United States v. Eckhardt, 466 F.3d 938, 943–44 (11th Cir. 2006); Gormley v. Director, Conn. State Dep’t of Prob., 632 F.2d 938, 941 (2d Cir. 1980). This assumption will help to assess whether telephonic harassment of public officials (a) requires a unique legal analysis or (b) should trigger the same legal rules, regardless of the recipient’s governmental role.31Again, this Article does not seek to assess whether telephonic harassment can be constitutionally proscribed at all.
Finally, this Article defines a “public official” as anyone who works for the government and acts under the color of law.32Cf. Polk Cnty. v. Dodson, 454 U.S. 312, 321–22 (1981) (holding that when public defenders act in their capacity as a lawyer adverse to the state, their professional decisions cannot be considered state action). Nationally known public officials like Eric Holder or Mitch McConnell fall within this definition, and so does the receptionist of a small-town mayor. For better or worse, government support staff are often the recipients of harassing speech. But any evaluation of telephonic harassment of public officials must recognize that most of the public cannot directly call high-level public officials. Instead, constituents must go through intermediaries. Therefore, although support staff are not making policy, their duties require them to be telephonic representatives for those who do. A bright line rule here also provides simpler guidance to courts in a gray area of the law.33Appointments Clause jurisprudence provides an illustration of how categorization of public officials adds significantly more layers of complexity. See, e.g., Braidwood Mgmt. Inc. v. Becerra, 627 F. Supp. 3d 624, 641–647 (N.D. Tex. 2022) (finding that unpaid volunteer members of a small medical board within the Department of Health and Human Services became executive officers because a provision in the Affordable Care Act transformed the board’s advisory recommendations into binding regulations). Unfortunately, this means these civil servants must often bear the real burden of the First Amendment’s protections.
I. Defining the Bounds of the Problem
A. The Early Republic and Protection of Speech Critical of Public Officials
Prohibitions against speech critical of public officials have a long history in Anglo-American law, the most notable example being seditious libel laws. Seditious libel is often framed as punishing the undue disruption of government operations, particularly in wartime contexts.34See, e.g., Sedition Act of 1918, ch. 75, § 3, 40 Stat. 553–54 (repealed 1948) (“[W]hoever, when the United States is at war, . . . shall willfully by utterance, writing, printing, publication, or language spoken, urge, incite, or advocate any curtailment of production in this country of any thing or things, product or products, necessary or essential to the prosecution of the war in which the United States may be engaged, with intent by such curtailment to cripple or hinder the United States in the prosecution of the war . . . shall be punished by a fine of not more than $10,000 or imprisonment for not more than twenty years, or both.”). But these laws have also been applied to target speech that public officials could find harassing.35See Abrams v. United States, 250 U.S. 616, 619–20 (1919) (upholding convictions of activists under the Sedition Act of 1918 for printing and distributing leaflets that called President Wilson a “shameful coward” for sending troops to Russia to fight against the Bolsheviks).
1. Pre-Colonial and Colonial History of Seditious Libel
As developed by the English common law courts, seditious libel prohibited the publication of statements that were critical of a sovereign (i.e., the regent) or his agents.36See Ronald Rotunda & John E. Nowak, Treatise on Constitutional Law § 20.3(b) (2022). The premise of such laws was that the sovereign, as the source of justice, was above common reproach.37See id. To be critical of the sovereign was to undermine justice itself, which the public had no right to do.38See id. Importantly, truth was not a defense.39Id. In fact, it was quite the opposite—“the greater the truth, the greater the libel.”40Id. (citation omitted). What could undermine a government more than making its true failures public?
Colonial America did not outright reject seditious libel laws, but enforcement decreased substantially. The last prosecution for seditious libel by colonial authorities was the famous trial of Peter Zenger in 1735.41See id. at § 20.4(a). Zenger published several articles critical of New York’s governor. At trial, Zenger’s attorney argued for a recognition of the defense of truth. The judge was unpersuaded, but the jury was convinced—after ten minutes of deliberations, it returned a verdict of not guilty, nullifying the law.42See id. With growing colonist discontentment over British rule came growing resentment of seditious libel laws and increasingly expansive understandings of freedom of speech.43Id.; see also Thomas I. Emerson, Colonial Intentions and Current Realities of the First Amendment, 125 U. Pa. L. Rev. 737, 738 (1977).
2. The Sedition Act of 1798
An expansive right to freely criticize public officials was challenged during the early years of the United States government. In 1793, Great Britain and Revolutionary France went to war.44See Kurt T. Lash & Alicia Harrison, Minority Report: John Marshall and the Defense of the Alien & Sedition Acts, 68 Ohio St. L. J. 435, 444–45 (2007). Hoping to protect the burgeoning American republic from being pulled into a European conflict, President Washington issued the Neutrality Proclamation.45Id. Many Americans believed it constituted an acquiescence to British interests.46Id. The same year he issued the Neutrality Proclamation, Washington sent Chief Justice John Jay to Britain to negotiate a normalization of trade and foreign relations.47Id. Jay was successful, and in 1795, a Federalist-led Senate ratified what became known as “Jay’s Treaty.”48“Damn John Jay! Damn Everyone Who Won’t Damn John Jay!!”, Nat’l Park Serv. (May 24, 2016), https://www.nps.gov/articles/backlash-against-jay-s-treaty.htm [perma.cc/4YL3-VMQM].
Many in the United States believed the treaty was another humiliating submission to British interests.49Id. Criticism was intense, and enmity between political factions grew. The political polarization between those who supported the British and those who supported the French became a dividing line for America’s first political parties—the Federalists and the Democratic-Republicans.50Thomas A. Bailey, A Diplomatic History of the American People 67 (6th ed. 1958). Chief Justice Jay became the symbolic dartboard for those opposing the eponymous treaty and the foreign policy it represented.51Id. at 78. Critical graffiti famously appeared: “Damn John Jay! Damn everyone that won’t damn John Jay!! [D]amn everyone that won’t put lights in his windows and sit up all night damning John Jay!!!”52Id. An effigy of Jay was a common prop at protests that erupted around the country.53Id. At some protests, he was lit on fire; at others, he was guillotined.54Id.
As intense public criticism of Jay’s Treaty continued and a quasi-war with France began,55Lash & Harrison, supra note 44. Federalist President John Adams signed the Sedition Act of 1798.56Pub. L. No. 5-74, 1 Stat. 596 (1798). The law infamously made it a crime for a person to “write, print, utter or publish . . . false, scandalous and malicious writing or writings against the government of the United States, or either house of the Congress of the United States, or the President of the United States, with intent to defame the said government . . . or to bring them . . . into contempt or disrepute . . . .”57Id. at § 2, 596–97. Adams proceeded to suppress Democratic-Republican criticism of his administration.58Enforcement of the law led to twenty five arrests, fifteen indictments, and ten convictions. Peter McNamara, Sedition Act of 1798 (1798), First Amend. Encyclopedia (Feb. 11, 2024), https://firstamendment.mtsu.edu/article/sedition-act-of-1798/ [perma.cc/F4JP-J3EQ]. After assuming office, President Jefferson would eventually pardon all persons convicted under the law and remit their fines. See New York Times v. Sullivan, 376 U.S. 254, 276 (1964). In one especially noteworthy case, Vermont Congressman Matthew Lyon was imprisoned under the Act for accusing President John Adams of having “an unbounded thirst for ridiculous pomp.”59The Life of Representative Matthew Lyon of Vermont and Kentucky, History, Art & Archives, U.S. House of Representatives, https://history.house.gov/Historical-Highlights/1800-1850/The-life-of-Representative-Matthew-Lyon-of-Vermont-and-Kentucky/ [perma.cc/G86D-7VSM] (last visited Feb. 2, 2023).
Although in some ways progressive for its time,60Notably, the law allowed for the defense of truth. See Rotunda & Nowak, supra note 36, § 20.5(b). British Parliament did not allow the defense in seditious libel cases until 1843. Id. the law came under immediate attack as blatantly unconstitutional. In a letter to James Madison, Thomas Jefferson criticized the law as “so palpably in the teeth of the constitution as to [show] they mean to pay no respect to it.”61Letter from Thomas Jefferson, Vice President, United States, to James Madison (June 7, 1798), in 7 Writings of Thomas Jefferson 267 (Paul Leicester Ford ed., 1896). It also proved controversial to an American public who had recently ratified the Constitution and the Bill of Rights.62See generally, Douglas Bradburn, A Clamor in the Public Mind: Opposition to the Alien and Sedition Acts, 65 Wm. & Mary Q. 565, 580–81 (2018). Kentucky and Virginia famously passed resolutions arguing for the nullification of the law.63Douglas C. Dow, Virginia and Kentucky Resolutions of 1798, First Amend. Encyclopedia (Feb. 18, 2024), https://firstamendment.mtsu.edu/article/virginia-and-kentucky-resolutions-of-1798/#:~:text=Federalist%2Ddominated%20Congress.-,Drafted%20in%20secret%20by%20future%20Presidents%20Thomas%20Jefferson%20and%20James,they%20were%20null%20and%20void [perma.cc/KL6K-SL8X]. Protests erupted around the country.64See generally, Bradburn, supra note 62. Citizens from various corners of the nation sent critical petitions to Congress.65See id.
After two years, the Act expired on March 3, 1801.66Sedition Act, §4, 1 Stat. 596, 597 (1798). Adams lost reelection, and Jefferson was inaugurated as the third United States President on March 4, 1801.67Thomas Jefferson is Elected Third U.S. President, History.com (Feb. 15, 2022), https://www.history.com/this-day-in-history/thomas-jefferson-is-elected [perma.cc/JM3H-77MA]. Congress did not renew the law, and thus it was never subject to judicial scrutiny by the Supreme Court.68While riding circuit, several Supreme Court Justices presided over Sedition Act prosecutions, including Justice Chase. His seemingly partisan handling of the proceedings was so heavily condemned that he was nearly removed from office. See Impeachment Trial of Justice Samuel Chase, 1804-05, U.S. Senate, https://www.senate.gov/about/powers-procedures/impeachment/impeachment-chase.htm [perma.cc/WG64-YDUH] (last visited Dec. 13, 2022); see generally R.W. Carrington, The Impeachment Trial of Samuel Chase, 9 Va. L. Rev. 485 (1923).
Historian Douglas Bradburn has argued that the popular movement against the Sedition Act represented a revolutionary shift in the understanding of speech rights.69Bradburn, supra note 62, at 587. Eighteenth-century jurisprudence regarding freedom of speech and press was limited to forbidding the government from instituting licensure procedures for publishing rights.70These were called “prior restraints.” See Rotunda & Nowak, supra note 36, § 20.3(c). But contemporary protestors believed that the right to speech was broader: It protected the common person’s voice as much as it protected the publishing house. In their view, every person had a fundamental right to “criticize, censure, and opine on any subject relating to the operation of the government without fear of governmental reprisal.”71Bradburn, supra note 62, at 587. The First Amendment did not provide new protections from government censors or create a right to petition the government; rather, it enshrined what already existed.72Id. This human rights understanding of the Bill of Rights also came into sharp relief in the criticisms of the Alien Act, which deprived non-citizens of the right to trial by jury. Id. at 588. Federalists argued that non-citizens had no guaranteed rights under the Constitution. Id. Protestors argued that non-citizens were still people, and therefore could not be deprived of the fundamental rights that were recorded in the Constitution. Id.
James Madison would express a similarly expansive interpretation of the First Amendment in his 1800 report on the Virginia Resolutions but would frame the Amendment as a practical necessity for democratic governance.73James H. Read, Virginia Report of 1800, First Amend. Encyclopedia (Feb. 18, 2024), https://firstamendment.mtsu.edu/article/virginia-report-of-1800/ [perma.cc/HE4U-LMB3]. According to Madison, the American constitutional order recognizes that the People are sovereign, not the state.74James Madison, Madison’s Report on the Virginia Resolutions, in 4 The Debates in the Several State Conventions on the Adoption of the Federal Constitution 546, 569 (2d ed. 1901). They created the federal government through the Constitution.75Id. Moreover, they continue to exercise dominion over the government through the electoral process.76See id. at 570–71. But an effective electoral process requires that people consider what they want from the government and whether the government is acting justly.77Id. at 575–76. This consideration happens through regular debate, which can, at times, result in “hatred” of a public official.78Id. at 574. For Madison, this was not a bug in the system, but a feature of it. If public officials are doing unjust things, it is productive for the people to hate them.79Id. Strong emotions, according to Madison, would ensure that the people would vote them out of office.80Id. Without free and open debate—including, at times, nasty debate—the electoral process would be undermined, and the government would lose accountability to the people.81Id. at 576. Madison also made the argument that the federal government lacks the authority to limit speech. As a government of enumerated powers, the federal government can exercise only power it has been given. According to Madison, the lack of any explicit speech regulation provision in the Constitution means the federal government lacks the power to regulate speech. Moreover, the Constitution itself makes a broad prohibition against the federal government regulating speech in the First Amendment. This argument is not explored here because we assume for the purposes of this Article that the federal government does have the authority to regulate some speech. The question is where the line ought to be drawn regarding telephonic harassment of public officials. Id. at 572–73. Madison did not entirely discount that there would be adverse side effects of an expansive freedom of speech in this context. But ultimately, he thought it better to leave a few “noxious branches to their luxuriant growth, than, by pruning them away, to injure the vigor of those yielding the proper fruits.”82Id. at 571.
The Sedition Act debates reveal how those in the Founding Era greatly valued speech that was critical of government officials. Indeed, their views continue to have vitality in the present day as modern commentators have continued to criticize the Act as a blatant violation of the First Amendment. Professors Ronald Rotunda and John Nowak have described the law as “the epitome of an unconstitutional abridgment of free speech.”83Rotunda & Nowak, supra note 36, § 20.5(b) Justice Brennan, in New York Times v. Sullivan, found that “the attack upon [the Act’s] validity has carried the day in the court of history.”84New York Times v. Sullivan, 376 U.S. 254, 276 (1964). From the Founding era to now, the First Amendment has been understood as protecting a public right to openly, and aggressively, criticize government officials.
B. The Supreme Court’s Jurisprudence on Speech about Public Officials and the Right to Exclude Speech
Consistent with the history of the Sedition Act of 1798, the Supreme Court has interpreted the First Amendment as providing strong protections for speech about public officials and public figures. In New York Times v. Sullivan, the Court held that ordinary libel laws—state laws that make speakers strictly liable for falsehoods—could not be applied to speech about public officials.85See Sullivan, 376 U.S. at 279–81. The Court later extended this rule to public figures. See Curtis Pub. Co. v. Butts, 388 U.S. 130 (1967). The Court’s chief concern with such laws was the chilling effect they could have on speech that is either true or believed to be true by the speaker, and the role the state would necessarily take as a censor on matters of public concern.86Sullivan, 376 U.S at 279. The risk of this is simply too significant given the “profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open.”87Id. at 270. To mitigate libel laws’ chilling effect on speech, the Court recognized a new constitutional requirement when public officials seek redress for libel: the speaker’s knowledge or recklessness regarding the falsity of their statements, also known as “actual malice.”88Id. at 279–80.
In Hustler Magazine, Inc. v. Falwell, the Court further held that public figures andpublic officials could not recover for the tort of intentional infliction of emotional distress based on the falsity of published materials without satisfying the “actual malice” standard.89485 U.S. 46, 56 (1988). Echoing the ethos of Sullivan,the Court emphasized the “fundamental importance of the free flow of ideas and opinions on matters of public interest and concern.”90Id. at 50. In doing so, the Court affirmed that public figures are not entitled to the same protection from intentionallyharmful speech as ordinary citizens.
But the Court has recognized situations where the public’s interest in a free flow of ideas can be outweighed by an unwilling listener’s desire to exclude unwanted speech. In Rowan v. U.S. Post Office Department, several businesses challenged a federal law that allowed householders to have their addresses removed from mailing lists.91397 U.S. 728, 729–34 (1970). The law’s text required that the recipient have their name removed because they found the mail “erotically arousing or sexually provocative.” Id. at 729–30. But the Court found that this requirement was a vestige from an earlier version of the bill that empowered the Postmaster General to unilaterally determine obscenity. Id. at 732–33. Out of concern that the law would be struck down by courts as unconstitutional censorship, Congress gave recipients unfettered discretion to determine what was obscene. Id. at 733. Without an objective test for obscenity, the Court concluded that the law effectively gave householders the right to exclude any unwanted mailings regardless of its content. Id. at 734. The Court had to balance “the right of every person ‘to be let alone’ . . . with the right of others to communicate.”92Id. at 736. Because a mailbox is part of the home, the Court concluded that denying a person the right to stop unwanted mailings would effectively grant the mailer a right of trespass.93Id. at 737. Such a holding would lead to an absurd result where “a radio or television viewer may not twist the dial to cut off an offensive or boring communication and thus bar its entering his home.”94Id. Thus, Rowan held that the householder’s right to exclude was greater than the mailer’s right to communicate as “no one has a right to press even ‘good’ ideas on an unwilling recipient.”95Id. at 738.
One year later, the Court more fully expressed the essence of Rowan’sexclusionary rule, providing a basis for its expansion beyond the home. In Cohen v. California, California convicted a man for violating a state law prohibiting “maliciously and willfully disturb[ing] the peace or quiet of any neighborhood or person . . . by . . . offensive conduct.”96Cohen v. California, 403 U.S. 15, 16 (1971). His offense was wearing a jacket that bore the phrase “F*** the Draft” at a courthouse.97Id. (asterisks added). California argued that the defendant’s speech could be limited because of the burden it placed on “unwilling or unsuspecting viewers.”98Id. at 21. But the Court disagreed.99Id. at 26. The mere fact that people may be offended by someone’s speech does not justify its exclusion—that is often just the price of going outside.100Id. at 21 (quoting Rowan v. U.S. Post Office Dep’t, 397 U.S. 728, 738 (1970)). The government, the Court reasoned, may only exclude speech for the benefit of the unwilling listener when “substantial privacy interests are being invaded in an essentially intolerable manner.”101Id.
In Consolidated Edison Co. of New York, Inc. v. Public Service Commission of New York, the Court further refined Rowan’s rule of exclusion.102447 U.S. 530, 541–42 (1980). It is worth noting that the Court in Rowan did emphasize the importance of notice in safeguarding the constitutional rights of the sender, although it was aimed at addressing the claimant’s due process claim. Rowan, 397 U.S. at 738–39. New York had prohibited the inclusion of political speech in consumers’ monthly electric bills sent via the mail.103Id. at 532. Con Edison, seeking to distribute an informational insert about the benefits of nuclear power along with its clients’ monthly bills, challenged the law, arguing that the prohibition constituted an unlawful content-based restriction.104Id. at 532–33. Content-based restrictions are those that proscribe speech or expressive conduct because of disapproval of the ideas expressed. See R.A.V. v. City of St. Paul, 505 U.S. 377, 382 (1992). Such restrictions are presumptively invalid and subject to strict scrutiny unless the restriction falls within a narrow list of exceptions. See id. at 382–83; see also Police Dep’t of Chicago v. Mosley, 408 U.S. 92, 98–99 (1972) (stating that regulations of “expressive conduct within the protection of the First Amendment” must be “necessary to further significant governmental interests” and “carefully scrutinized”). Among other things, New York argued that the prohibition was necessary to protect captive recipients from having Con Edison’s views imposed on them in their homes.105Consol. Edison, 447 U.S. at 540. But the Court rejected New York’s argument for two reasons: First, householders are not particularly captive to mail inserts—they can easily throw them away.106Id. at 542. But cf. FCC v. Pacifica Found., 438 U.S. 726, 749 (1978) (stating in dictum that although one may easily avert their ears from an indecent phone call by hanging up, “that option does not give the caller a constitutional immunity or avoid a harm that has already taken place”). Second, whereas the statutory scheme in Rowan empowered householders to determine what speech to receive and which to exclude, New York left no decision up to individual recipients.107Consol. Edison, 447 U.S. at 542 n.11 (citing Rowan v. U.S. Post Office Dep’t, 397 U.S. 728, 737 (1970)). The Court suggested that if the law had allowed householders to opt out of receiving inserts, as opposed to prohibiting them altogether, it would have passed constitutional scrutiny.108Id.
Consolidated Edison implicitly recognized the Rowan exception as applicable in two situations where speech does not fall within a recognized content-based exception to the First Amendment.109See R.A.V. v. City of St. Paul, 505 U.S. 377, 383 (1992) for a list of some of the limited exceptions for content-based restrictions on speech. The first situation is where a person is a “captive audience” and cannot avoid speech that may be unwanted. In this scenario, the government can preemptively intervene to exclude speech, but it must do so without regard to the speech’s content.110See Frisby v. Schultz, 487 U.S. 474, 486–88 (1988) (upholding a law that proscribed “focused picketing” outside of a home in a residential area); see also Hill v. Colorado, 530 U.S. 703, 716 (2000) (upholding a statute that proscribed knowingly approaching a person near a medical facility, without that person’s consent, for the purpose of engaging in private speech); Kovacs v. Cooper, 336 U.S. 77, 87–89 (1949) (upholding a municipal ordinance proscribing the use of speakers attached to vehicles to emit “loud and raucous” noises while on public streets or in public places); Lehman v. Shaker Heights, 418 U.S. 298, 307–08 (1974) (Douglas, J., concurring) (stating that commuters on public transportation are captive audiences to what may be unwanted speech because they may not have access to alternative commuting methods). In FCC v. Pacifica Foundation, the Court created a narrow exception for this situation and allowed a content-based restriction because of the State’s special interest in the welfare of children and supporting parental rights. 438 U.S. 726, 748–50 (1978). The Court emphasized the narrowness of its holding to broadcasting speech and that it did not implicate two-way conversations. Id. at 750. The second situation is where a person has substantial privacy interests in a given place but can easily disregard or avoid unwanted speech, such as with the nuclear power informational inserts in Consolidated Edison. In this situation, the person must (1) have a right to exclude trespassers and (2) give notice to the government111See Rowan v. U.S. Post Office Dep’t, 397 U.S. 728, 729–34 (1970); cf. Consol. Edison, 447 U.S. at 542 n.11. or the speaker112Cf. Martin v. City of Struthers, 319 U.S. 141, 147–49 (1943) (striking a municipal ordinance that proscribed approaching strangers’ doors to distribute handbills, circulars, or other advertisements because householders could easily do so themselves with the aid of trespass laws). that they wish to exclude certain speech. In either situation, the government cannot act as a content-based censor.
C. The Problem of Criminalizing Telephonic Harassment of Public Officials
Congress and state legislatures have determined that harassing telephonic speech harms recipients.113See, e.g., 47 U.S.C. § 223 (2024); Mich. Comp. Laws § 750.540e (2024); Wash. Rev. Code § 9.61.230 (2023); Colo. Rev. Stat. § 18-9-111(1)(e)–(f), invalidated by People v. Moreno, 506 P.3d 849 (Colo. 2022) (holding that telephonic harassment statute was facially overbroad under both the Colorado and U.S. constitutions). When legislators were considering a federal telephonic harassment statute in 1968, they noted that states had passed laws proscribing telephonic harassment and urged the federal government to do the same: “It is hard to imagine the terror caused to an innocent person when she answers the telephone, perhaps late at night, to hear nothing but a tirade of threats, curses, and obscenities, or equally frightening, to hear only heavy breathing.”114H.R. Rep. No. 90-1109, at 1916, 1921 (1968). In 2000, members of Congress again highlighted the harms that can come from harassing one-to-one speech and the need for police protection: “There is little worse than the feeling of helplessness a person can get if he or she is being terrorized and just cannot get help from the police.”115146 Cong. Rec. S10211-01 (2000).
Recognizing the serious harms of telephonic harassment, federal courts have universally upheld telephonic harassment statutes when ordinary citizens were the victims.116See, e.g., United States v. Yung, 37 F.4th 70, 75–81 (3d Cir. 2022). But in the limited instances where the government used the laws to prosecute someone for harassing a public official, the results in the lower federal courts are murkier.117Compare United States v. Popa, 187 F.3d 672 (D.C. Cir. 1999) (finding federal telephonic harassment statute unconstitutional as applied), and United States v. Weiss, 475 F. Supp. 3d 1015 (N.D. Cal. 2020) (finding federal telephonic harassment statute unconstitutional as applied), rev’d on other grounds, No. 20-10283, 2021 WL 6116629, at *1 (9th Cir. Dec. 27, 2021), with United States v. Waggy, 936 F.3d 1014 (9th Cir. 2019) (upholding Washington state telephonic harassment statute, which is similar to the federal statute, as constitutional as applied). Although the Supreme Court has not considered the constitutionality of criminal telephonic harassment statutes, it has expressed concern about restrictions on speech that intentionally inflict emotional distress on public figures.118See Hustler Mag., Inc. v. Falwell, 485 U.S. 46, 46 (1988).
But telephonic harassment is different than the intentionally abusive public speech the Court dealt with in Falwell. Telephonic speech is targeted and private, not open and public.119See United States v. Bowker, 372 F.3d 365, 379 (6th Cir. 2004). During the Founding, debates over the First Amendment’s free speech clause were principally concerned with public speech and the free exchange of ideas.120See supra Part I.A.2. The free expression of critical speech was considered essential to the survival of a fledgling democratic government.121See Madison, supra note 74, at 569–72, 574–76. But, as the Court noted in Rowan, these objectives are not at serious risk when a speaker tries to impose ideas on an unwilling listener in private.122See Rowan v. U.S. Post Office Dep’t, 397 U.S. 728, 738 (1970). Federal courts reviewing the constitutionality of the federal telephonic harassment statute have pointed out this significant difference.123See United States v. Lampley, 573 F.2d 783, 787 (3d Cir. 1978); see also Bowker, 372 F.3d at 379.
However, special considerations exist when evaluating the constitutionality of criminalizing telephonic harassment of a public official. First, the First Amendment itself expresses a particular concern with speech directed at the government: “Congress shall make no law . . . abridging . . . the right of the people . . . to petition the Government for a redress of grievances.”124U.S. Const. amend. I. The Supreme Court has incorporated the First Amendment’s protections for the freedom of speech and petition for redress of grievances against the states. See De Jonge v. Oregon, 299 U.S. 353, 364 (1937). The Supreme Court has held that the Petition Clause does not elevate speech directed at government officials over any other speech protected by the First Amendment.125See McDonald v. Smith, 472 U.S. 479, 485 (1985) (holding that letters sent to the President about a candidate for Attorney General were not categorically immune from libel claims). But the clause suggests that political speech is a subject matter that the Framers wanted to protect from government proscription.126See Connick v. Myers, 461 U.S. 138, 145 (1983) (“[S]peech on public issues occupies the ‘highest rung of the hierarchy of First Amendment values,’ and is entitled to special protection.”) (quoting Carey v. Brown, 447 U.S. 455, 466 (1980)). The history of the Sedition Act of 1798 confirms that Americans at the dawn of the Republic believed that biting criticism of public officials fell within the purview of the First Amendment and was pivotal to effective democratic governance.127See supra Part I.A.2.
Secondly, public officials have voluntarily assumed the risk of being subject to greater scrutiny.128See Gertz v. Robert Welch, Inc., 418 U.S. 323, 344 (1974) (explaining that “[a]n individual who decides to seek governmental office must accept certain necessary consequences of that involvement in public affairs. He runs the risk of closer public scrutiny than might otherwise be the case. And society’s interest in the officers of government is not strictly limited to the formal discharge of official duties.”); see also Beauharanais v. Illinois, 343 U.S. 250, 263 n.18 (1952) (“[P]ublic men, are, as it were, public property.”). The Supreme Court has held that this choice comes with the expectation that as a public official, one must be ready to face more hateful speech than the ordinary person.129See Lewis v. City of New Orleans, 415 U.S. 130, 135 (1974) (Powell, J., concurring) (finding that a properly trained officer should be expected to exercise a “higher degree of restraint” when faced with “fighting words”); see also City of Houston v. Hill, 482 U.S. 451, 462 (1987) (echoing Justice Powell’s assertion in Lewis).
Finally, concerns of causing a chilling effect on First Amendment freedoms of speech militates against restrictions on speech.130See Madison, supra note 74, at 571; see also Hustler Mag., Inc. v. Falwell, 485 U.S. 46, 52 (1988). If the government over-regulates certain types of petitions to the government, then citizens may become overly cautious in exercising their rights, circumscribing the Constitution’s protections and threatening a core tenet of American democracy.
II. How Courts Have Addressed the Problem
A. The “No Protection” Rule
Some courts have found that the First Amendment does not protect an individual’s right to engage in the telephonic harassment of public officials. In so holding, these courts have primarily reasoned that telephonic harassment is not speech, but rather conduct incidental to speech.131See State v. Thorne, 333 S.E.2d 817, 819 (W. Va. 1985); see also Thorne v. Bailey, 846 F.2d 241, 242 (4th Cir. 1988); Gormely v. Dir., Conn. State Dep’t of Prob., 632 F.2d 938, 941 (2d Cir. 1980); United States v. Chardón-Sierra, No. 19-153, 2019 WL 3211256, at *5 (D.P.R. July 16, 2019). Under this logic, the recipient’s status as a private individual or public official is irrelevant since telephonic harassment is simply outside the ambit of the First Amendment.
In State v. Thorne, the Supreme Court of Appeals of West Virginia reviewed the conviction of a civil rights activist and student at Marshall University, a public institution.132Thorne, 333 S.E.2d at 818. After being suspended from the school for disruptive class behavior and failing grades, the defendant repeatedly called various administrators to request a second chance.133See id. at 818–19. Although the calls started in a “civil manner,” they all eventually devolved into insults.134Id. at 819. In one call to the Dean of Students, the defendant called her a “bigot” and a “racist pig.”135Id. In another call, he told the answering secretary that the former President had been “barbecued” (likely a reference to the President’s recent resignation), and that “for the drippings, they’re going to fry the little piggies who have been left behind.”136Id.
With a split vote, the state’s highest court affirmed the conviction, mainly on the basis that “[p]rohibiting harassment is not prohibiting speech, because harassment is not a protected speech.”137Id. The West Virginia Supreme Court only had four justices sitting at the time. Accordingly, a split vote resulted in an affirmance of the conviction. Id. at 455 n.1 (Miller, C.J., dissenting). Writing for the two affirming justices, Justice Brotherton reasoned that, to be protected by the First Amendment, speech must be communicative.138Id. at 820 Since harassing phone calls—according to Justice Brotherton—are not “communicative,” they are not protected.139Id. Establishing this straightforward rule, he pushed aside concerns that his opinion threatened speech directed at the government for a redress of grievances.140Id. He stated that, if telephonic harassment aimed at the government were protected, the state’s effective operations would be seriously threatened.141See id. In effect, the court ruled that calls made to the government for a “legitimate” purpose are protected, intimating that calls made for the sole purpose of harassment are not protected because they are not legitimate: “There comes a point where one cannot repeatedly call a public servant and threaten to fry him in oil.”142Id.
Dissenting, Chief Justice Miller disagreed with Justice Brotherton’s characterization of the defendant’s calls as non-communicative and therefore outside the First Amendment’s ambit.143See id. at 824. “It seem[ed] to [Justice Brotherton] where conversation ensues, First Amendment protection must come into play in making any analysis of what is a harassing telephone call.”144Id. Moreover, he pointed out that, although Justice Brotherton’s reasoning was that speech intended solely to harass is not protected, the facts at hand demonstrated that the defendant initially called the public school officials with “legitimate,” purposes.145Id. at 821. So even though the defendant’s calls may have devolved into harassment, harassment was not his sole purpose.146See id. Therefore, even under Justice Brotherton’s logic, the defendant could not be convicted.147Id.
After the U.S. Supreme Court denied certiorari,148Thorne v. West Virginia, 488 U.S. 984 (1988). the defendant filed a federal habeas petition challenging the constitutionality of his conviction.149Thorne v. Bailey, 846 F.2d 241, 242 (4th Cir. 1988). The U.S. District Court for the Southern District of West Virginia affirmed the state’s ruling,150Thorne v. Bailey, CA-86-24 (S.D.W.V. Jan. 6, 1986). and the U.S. Court of Appeals for the Fourth Circuit did the same.151Thorne, 846 F.2d at 242.
The Fourth Circuit held that West Virginia’s telephonic harassment statute proscribed conduct—not speech.152Id. at 243. Therefore, the defendant’s actions were not owed First Amendment protection. Moreover, the court rejected the defendant’s argument that the Petition Clause conferred First Amendment protections independent of the Freedom of Speech Clause.153See id. at 244–45 (citing McDonald v. Smith, 472 U.S. 479, 482 (1985)). Because the Petition Clause does not extend the umbra of freedom of speech, the fact that the defendant was harassing a public official did not change the court’s prior analysis.154See id.
The West Virginia Supreme Court stands out for its bare assertion that harassment is conduct and not speech. Many courts, including the Fourth Circuit, have reached the same conclusion based on statutory interpretation.155See id. at 243–44; see also State v. Alphonse, 197 P.3d 1211, 1215–16 (Wash. Ct. App. 2008); Gormley v. Dir., Conn. State Dep’t of Prob., 632 F.2d 938, 941 (2d Cir. 1980); State v. Dyson, 872 P.2d 1115, 1119, 1120 n.5 (Wash. Ct. App. 1994); People v. Taravella, 350 N.W.2d 780, 784 (Mich. Ct. App. 1984). These courts have held that because the statutes before them proscribe making calls with the intent to harass, these laws primarily regulate conduct, not speech. A person could be guilty of the offense without saying a single word on a call, as long as the dialer had harassing intent. Therefore, the law is indifferent to and does not regulate the speech that follows.156But see United States v. Popa, 187 F.3d 672, 679 (D.C. Cir. 1999) (Randolph, J., concurring) (disagreeing with the argument that the intent requirement transforms a telephonic harassment statute into a regulation of conduct instead of speech). Yet, some of these courts take no issue with using the defendant’s speech as evidence of intent to harass.157See Gormley, 632 F.2d at 943; see also State v. Gattis, 730 P.2d 497, 503 (N.M. Ct. App. 1986). But see State v. Moulton, 78 A.3d 55, 71–72 (Conn. 2013) (holding that constitutional concerns require that the state’s telephonic harassment statute must be read as only allowing consideration of the content of harassing phone calls if the speech is unprotected by the First Amendment).
B. Complete Protection Where There Is Any Political Speech
Based on public officials’ special place in the constitutional framework, one could argue that criminal telephonic harassment statutes should not apply to them, so long as the harassment involves some political speech. Courts have adopted this position largely based on public officials’ diminished privacy interests and the importance of speech regarding matters of public concern.158For a definition of what constitutes a matter of public concern, see Snyder v. Phelps,562 U.S. 443, 453 (2011).
In State v. Drahota, the Nebraska Supreme Court reviewed the conviction of a man who sent multiple unwanted emails to William Avery, a state legislature candidate.159788 N.W.2d 796, 798 (Neb. 2010). Although Drahota does not involve telephonic harassment, it implicates the same issues concerning distant, private one-to-one communications with a public official. The two men had a heated email exchange that culminated in Avery telling the defendant not to contact him again.160See id. at 799–800. Four months later, the defendant anonymously emailed Avery, rehashing the same criticisms: “I have a friend in Iraq that I told all about you and he referred to you as a Benedict Arnold . . . I’d like to puke all over you . . . Remember that Libs like yourself are the lowest form of life on this planet.”161Id. Avery reported the emails to the police, and soon thereafter, the defendant was arrested and convicted of disturbing the peace.162Id. at 800. Following a bench trial, the punishment was a $250 fine. Id.
The state supreme court vacated the conviction, finding that the speech did not fall within any of the exceptions to the First Amendment, so the speech was protected. In its holding, the court repeatedly emphasized two key facts: the political nature of the defendant’s emails and Avery’s political candidacy.163See id. at 804–06. According to the court, political speech deserves the greatest First Amendment protection.164Id. at 805. The prosecution argued that the defendant’s speech fell within either the “fighting words” exception or the Rowan privacy exception.165See id. at 804–05. But the court rejected the “fighting words” argument because that exception only applies to language that would likely lead to an immediate breach of the peace.166See id. at 801–04. As the exchange happened over email, it was impossible for the speech to incite Avery to immediately attack the defendant.167Id. at 804.
The court then rejected the Rowan exception’s applicability because of Avery’s political candidacy.168Id. at 804–05. “The ability of a constituent to voice his concerns and opinions to his elected representatives, and to those who wish to become his representatives, is the cornerstone of republican government.”169Id. at 805. Thus, the public’s interests in the free flow of “ideas and political discussion between the people and their representatives” trump political candidates’ diminished privacy interests.170Id. at 806. The court noted that the result could have differed if Avery were a private citizen: “[W]e recognize that balancing free speech rights against the privacy rights of a private citizen may yield a different result.”171Id. at 805.
In Commonwealth v. Bigelow, the Massachusetts State Supreme Court adopted the same clear rule as Nebraska but drew the contrast between the privacy interests of public officials and private citizens into sharper relief.17259 N.E.3d 1105, 1113 (2016). The defendant in the case had sent several letters to Michael Costello, his local selectman, and Michael’s wife, Susan Costello.173Id. at 1108–09. The letters were mainly directed at the selectman and included a mixture of insults and complaints about his performance in that role: “The biggest f***ing loser I have ever met . . . you will be arrested at town meeting, relieved of all your town positions, and ultimately be sent to prison as a [two] time loser convicted felon . . . Sound good you f***ing a**hole . . . You really f***ed up this time Mikey boy.”174Id. at 1108 (asterisks added). The letters addressed to Susan had a similar tenor: “Hey Sue—why don’t you come to the meeting on Mon[day] . . . [w]ord about town is that he is screwing the assistant town clerk or treasurer, or maybe both. There are pictures being circulated that prove it.”175Id. at 1109.
The court vacated the defendant’s convictions for criminal harassment and only ordered a new trial for the charges related to the letters sent to Susan.176Id. at 1121. According to the court, First Amendment protections differ based on the recipient’s identity.177See id. at 1113–18. Elected town officials, like the selectman, should expect to receive mail from “disgruntled constituents.”178Id. at 1113. In fact, the selectman said himself that this type of mail was unsurprising. See id. So although a “homeowner’s privacy is itself entitled to constitutional protection,”179Id. (citing Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 736, 738 (1970)). Costello’s privacy interests—given his political position and the political nature of the criticism in the letters—were not substantial enough to outweigh the defendant’s constitutional rights to speech.180See id.
However, the calculus changed with regard to Susan.181See id. at 1115–18. Because Costello’s wife was not a public office holder, the court concluded that the speech directed at her was not entitled to the same political speech protections as the speech directed at her husband.182Id. at 1115. Given this contextual difference, the court found that a jury could reasonably consider the letters as “true threats” because they had the potential to instill fear of future harm to Susan.183Id. at 1116. Further, an important part of the court’s analysis focused on the fact that the defendant sent messages to the home where she, unlike her husband, had substantial privacy interests.184See id. at 1117.
Yet three judges strongly disagreed with the majority’s interpretation of the “true threat” exception.185See id. at 1122 (Duffly, J., dissenting). Firstly, the dissent found the court’s expansion of the exception to include speech not containing a clear threat of physical harm was improper.186Id. (citing O’Brien v. Borowski, 961 N.E.2d 547, 556 (Mass. 2012)). Secondly, the dissent argued that it was an absurd result that an unprotected “true threat” to one person could be protected speech when addressed to another.187See id. at 1123–24. According to the dissent, a threat is a threat regardless of the recipient’s identity.
C. The Significant Component Test
In lieu of a “no protection” rule that classifies all harassing calls as unprotected conduct or a “complete protection” rule that classifies harassing calls to public officials as protected speech, most federal courts have adopted a middle ground when reviewing charges or convictions for telephonic harassment of public officials—the “significant componenttest.” The test considers the recipient’s identity, whether the alleged telephonic harassment included discourse about a matter of public concern, and whether that discourse was a significant component of the call.188See infra Sections II.C.1–2.
1. Creation of the Test
In United States v. Popa, the U.S. Court of Appeals for the District of Columbia Circuit considered whether harassing calls to Eric Holder’s office, the U.S. Attorney for the District of Columbia at the time, could be constitutionally criminalized under the federal telephonic harassment statute.189187 F.3d 672, 673 (D.C. Cir. 1999). For a summary of the facts, see Introduction. Echoing other courts’ holdings, prosecutors argued that the law proscribed the act, or the conduct, of calling with the intent to harass; therefore, the law was content-neutral and only an incidental restriction on speech.190See id. at 675. The court disagreed.191See id. But even if it were inclined to accept the government’s argument, the court would still find the law unconstitutional as applied to the defendant.192See id. at 676.
The D.C. Circuit identified the government’s asserted interest in proscribing telephonic harassment to protect “innocent individuals from fear, abuse or annoyance at the hands of persons who employ the telephone, not to communicate, but for other unjustifiable motives.”193Id. at 677 (quoting United States v. Lampley, 573 F.2d 783, 787 (3d Cir. 1978)). But it expressed concern that “[t]he statute sweeps within its prohibitions telephone calls to public officials where . . . the caller has an intent to . . . ‘harass’ [the public official] until he addresses problems previously left unaddressed.”194Id. at 676–77. The court agreed with the defendant that “the statute could have been drawn more narrowly, without any loss of utility to the Government, by excluding from its scope those who intend to engage in public or political discourse.”195Id. at 677. Accordingly, punishing a person who “intends both to communicate his political message and to annoy his auditor . . . from whom the speaker seeks redress” was not essential to the government’s asserted interests in proscribing harassing telephone calls.196Id at 678. Moreover, such a carveout would be “substantially ‘less intrusive on a speaker’s First Amendment interests.’”197Id. (quoting Turner Broad. Sys., Inc. v. FCC, 520 U.S. 180, 217–18 (1994)).
Because there was no evidence to support a finding that the defendant intended to threaten Eric Holder, the court decided that the jury must have found the defendant intended “to annoy, to abuse, or to harass” when they found him guilty.198See id. at 678. Because “complaints about the actions of a governmental official were a significant component of [defendant’s] calls,”199Id. at 677 (emphasis added). the court held that the telephonic harassment statute was unconstitutionally applied to him and vacated the conviction.200Id. at 678.
Popa’s significant component test can be reduced to the following: If the defendant is charged or convicted under a criminal telephonic harassment statute for speech directed at a public official where a significant component of the discourse was about a matter of public concern, then the statute is unconstitutional as applied to them.
2. Applications of the Test
Since Popa, courts have applied the significant component test in only three cases.201See United States v. Waggy, 936 F.3d 1014, 1018–19 (9th Cir. 2019); see also United States v. Weiss, 475 F. Supp. 3d 1015, 1030–34 (N.D. Cal. 2020), rev’d on other grounds, 2021 WL 6116629, at *1 (9th Cir. Dec. 27, 2021); United States v. Juncaj, 2023 WL 1447354, at *13–14 (D. Nev. Jan. 31, 2023). Other courts have discussed the significant component test, but they have not applied it because the offending calls in those cases were not directed at a public official nor did a significant component of the speech concern public or political matters. See, e.g.,United States v. Bowker, 372 F.3d 365, 379 (6th Cir. 2004), rev’d on other grounds, 543 U.S. 1182 (2005); see also United States v. Eckhardt, 466 F.3d 938, 945–46 (11th Cir. 2006). Their applications of the test suggest that courts are unsure as to what constitutes a “significant component.” Moreover, courts vary in what information they examine in making that determination. While some restrict themselves to the speech itself, others look to a broader set of non-speech factors.
In United States v. Waggy, the United States Court of Appeals for the Ninth Circuit reviewed the conviction of a man who repeatedly called his VA hospital making unreasonable demands using abusive and vulgar language.202936 F.3d at 1016–18. For a more detailed accounting of the facts, see Introduction. The court found that, although there was some criticism of the government, this did not constitute a significant component of the defendant’s speech.203Id. at 1019. Dissenting, Judge Tashima argued that public or political speech was a significant component of the defendant’s calls because they were (1) made to a government office, (2) made during business hours, and (3) included complaints about “actions and inactions of the government.”204Id. at 1021–22 (Tashima, J., dissenting).
In United States v. Juncaj, the government charged the defendant with four counts of violating the federal telephonic harassment statute.2052023 WL 1447354, at *1. On January 7, 2021, the defendant made four calls to the Nevada Secretary of State’s Elections Division in the space of twenty-five minutes.206Id. During those calls, he complained about how the 2020 presidential election had allegedly been stolen: “I want to thank you for such a great job you all did on stealing the election. I hope you all go to jail for treason. I hope your children get molested. You are all going to f***ing die.”207Id. (asterisks added). After being charged with multiple counts of telephonic harassment, the defendant moved to dismiss the indictment because the statute was unconstitutional.208Id. Magistrate Judge Youchah recommended that the district court deny the defendant’s motion.209Id. at *14. The judge acknowledged that the defendant’s speech was directed at the government and related to government activity.210See id. at *13–14. The calls, however, occurred one day after the January 6th riots and paralleled the beliefs of the rioters, which could reasonably suggest that the defendant was threatening to engage in the same type of violence.211See id. at *14. The defendant also repeatedly stated that every Elections Division employee would die and that he hoped their children would be molested.212Id. Although Judge Youchah believed that the defendant’s statements did not “at first blush, suggest a matter of public concern or political speech,” she concluded that a jury should decide whether the defendant communicated a “true threat” or “protected political hyperbole.”213Id. Judge Youchah’s recommendation implied that if the defendant’s speech were not a “true threat,” a conviction based on harassment alone would be unconstitutional because a significant component of the speech was political and aimed at a public official.214See id. at *13 (“The Court must determine whether Defendant’s statements constitute protected political speech . . . and, if so, were they true threats and thus not shielded from liability by their political nature?”) (citing United States v. Popa, 187 F.3d 672, 676–77 (D.C. Cir. 1999); United States v. Waggy, 936 F.3d 1014, 1019 (9th Cir. 2019)).
In United States v. Weiss, the United States District Court for the Northern District of California reviewed an indictment charging a man with violating the federal telephonic harassment statute.215475 F. Supp. 3d 1015, 1020 (N.D. Cal. 2020), rev’d on other grounds, 2021 WL 6116629, at *1 (9th Cir. Dec. 27, 2021). On eight separate occasions over a few months, the defendant used fictitious aliases to complete an online contact form posted on Senator Mitch McConnell’s official website.216Id. His messages included the following217Id. at 1021 (asterisks added).:
[T]urtle c*m drinker, The yelling resistance should have put a bullet in your head and then kill all the people you love! . . . You motherf***ing scumbag crook turtle[.] Go f*** yourself. I have been furloughed and you heartless bastard could give a s**t. You f***ing criminal. Someone needs to kill you! You are going to lose next election and we will get rid of your satanic evil a** you loser f***head. . . . You motherf***ing chin* lover, [R]ussian paid scumbag. With your f***ing chin* father-in-law bank rolling you. You f***ing animal better get ready for the biggest loss of your s**tty heartless evil toxic life.
During interactions with police, the defendant stressed that he intended to harass Senator McConnell, “because the Senator made political decisions with which he disagreed.”218Id. at 1023.
In reviewing the facts, the court found that “[w]hile the messages to Senator McConnell were certainly vile, they were also often political, much like the messages that Popa left for Holder.”219Id. at 1031. It found that the defendant’s messages were political in nature because (1) a significant component of his messages were about “[his] frustration with the Senator’s performance as a government representative,” (2) he referred to a political movement that opposed President Trump’s agenda, and (3) he sent the messages through a form on the Senator’s website that solicited political feedback.220Id. at 1031–32. Applying the significant component test, the court found that the statute was unconstitutionally applied to the defendant’s speech.221Id. at 1033.
III. What Protections Should Public Officials Have from Telephonic Harassment?
Courts have varied widely in how much protection they are willing to give people for telephonically harassing public officials. As this Part will show, the “no protection rule” is problematic because telephone calls cannot be fairly characterized as pure conduct unprotected by the First Amendment. Conversely, providing complete protection for speech because the speaker expresses some political idea turns public officials into privacy-less rhetorical punching bags. The significant component test gets closer to striking the proper balance between regulating harmful speech and First Amendment consideration. But the test must be reevaluated within the Rowan framework to more precisely weigh the competing interests of (a) an individual’s right to political speech and redress from the government and (b) government officials’ privacy interests.
A. Telephone Calls are Communicative Acts
A telephone call is not pure conduct unprotected by the First Amendment. Courts, however, have held that telephonic harassment statutes that require an intent to harass are regulations of conduct, not speech.222See State v. Alphonse, 197 P.3d 1211, 1215–16 (Wash. Ct. App. 2008); see also Gormley v. Dir., Conn. State Dep’t of Prob., 632 F.2d 938, 941 (2d Cir. 1980); State v. Dyson, 872 P.2d 1115, 1119, 1120 n.5 (Wash. Ct. App. 1994); People v. Taravella, 350 N.W.2d 780, 784 (Mich. Ct. App. 1984). Dissenting in Cohen v. California, which did not involve a call, but the message “F*** the Draft” on the back of Cohen’s jacket, Justice Blackmun took a similar position: “Cohen’s absurd and immature antic, in my view, was mainly conduct and little speech.”223403 U.S. 15, 27 (1971) (Blackmun, J., dissenting) (asterisks added). But the Court rejected this argument on the simple fact that Cohen was not convicted because he wore a jacket in a courthouse—he was punished because of written words he used to express himself and communicate a message.224See id. at 18.] Cohen illustrates the difficulty of disentangling speech from conduct. Similarly, it is difficult to untangle speech from telephone calls, which are communicative mediums.
Some courts have argued that where a telephonic harassment statute includes specific intent elements—i.e., calling with the intent to harass—then the statute can be interpreted as a regulation of conduct, not speech.225See, e.g., Thorne v. Bailey, 846 F.2d 241, 242 (4th Cir. 1988). But this reasoning is problematic. All speech could be criminalized if that was allowed. Under these courts’ reasoning, a hypothetical statute that proscribes speaking in public with an intent to harass would be a regulation of conduct, thus, no First Amendment analysis would be required. This is an absurd result and one that the Supreme Court has already addressed. Courts must examine the regulated activity to determine if it is “sufficiently imbued with elements of communication.”226Spence v. Washington, 418 U.S. 405, 409 (1974). Where (1) “[a]n intent to convey a particularized message [is] present” and (2) there is a great likelihood that the message will be understood by recipients, First Amendment speech protections apply.227Id. at 410–11; see also Texas v. Johnson, 491 U.S. 397, 404 (1989). With limited exceptions,228Exceptions would be where no words are spoken, nonsensical strings of words are spoken, or unintelligible noises are made. See Gormley v. Dir., Conn. State Dep’t of Prob., 632 F.2d 938, 943 (2d Cir. 1980) (Mansfield, J., concurring) (noting that a telephonic harassment statute that only prohibited speechless calls would be constitutional); United States v. Popa, 187 F.3d 672, 679 (D.C. Cir. 1999) (Randolph, J., concurring) (reasoning that “[a] hang-up call could . . . be characterized as conduct only. So too perhaps calls consisting only of a grunt or a moan.”). phone calls necessarily involve an intent to convey a particularized message that is likely to be understood by the recipient.229See Popa, 187 F.3d at 679 (Randolph, J., concurring) (explaining that “[t]he act of speaking on the phone is also a form of conduct but it still is ‘speech’”); see also State v. Thorne, 333 S.E.2d 817, 823–24 (W.Va. 1985) (Miller, C.J., dissenting) (“There are several cases where courts have . . . characterize[d telephonic harassment] statutes as regulating harassing conduct and not the speech itself. These cases have a sophistry that I find repugnant where, as here, legitimate communication ensues. It seems to me where conversation ensues, First Amendment protection must come into play in making any analysis of what is a harassing telephone call.”). That courts rely heavily on the speech in calls to determine whether they constitute harassment is evidence of this fact.230Cf. Gormley, 632 F.2d at 944 (Mansfield, J., concurring) (“Labelling the statute as one prohibiting ‘conduct’ does not resolve this constructional dilemma [of overbreadth]. In most cases the ‘conduct’ punished is the oral communication rather that the ringing of the telephone bell.”).
A noteworthy difference between the statute at issue in Cohen and telephonic harassment statutes is that the former proscribed “offensive conduct,” and the latter proscribes conduct generally without reference to its offensive or harassing character.231Compare challenged breach of the peace statute in Cohen, 403 U.S. at 16, with state and federal telephonic harassment statutes, 47 U.S.C. § 223, and Mich. Comp. Laws § 750.540e; Wash. Rev. Code § 9.61.230. Under telephonic harassment laws, someone could violate the law even if they are extremely courteous on the call, so long as they intend to harass. But such an abstraction belies the reality of how these laws are applied.
State v. Fratzke illustrates the reality.232446 N.W.2d 781 (Iowa 1989). After being convicted of speeding, the defendant sent his payment to the court with a letter addressed to the court clerk and the state trooper who stopped him.233Id. at 782. In the letter, the defendant accused the trooper of being a “thief disguised as a protector” and enjoying “stealing people’s money so he can show everyone what a red-necked m*th*r-f*ck*r he is.”234Id. (asterisks in the original). The letter clarified that it was not a threat, but that the defendant still hoped that the trooper would “have an early and particularly painful death hopefully at the side of the road somewhere where he’s robbing someone else.”235Id.
At trial, the trooper testified that he believed people have a right to complain about police conduct, but that personal attacks are unwarranted.236Id. The magistrate judge agreed, finding the defendant guilty of harassment because his language was unlikely to change government operations.237Id. at 782–83. The district court affirmed on the basis that “there was no legitimate purpose for the language and terms used by the defendant in his letter.”238Id. at 783. The defendant had to take his appeal to the state’s court of last resort to have it reversed.239Id. at 785. The Iowa Supreme Court correctly pointed out that courts have no place criminalizing petitions for redress because offensive language was used.240Id. at 784.
As Fratzke illustrated, the reality is that courts are unconstitutionally determining what language may be used when individuals democratically petition their government. Mean-spirited language is a common thread among cases where courts have upheld convictions for telephonic harassment of public officials.241See State v. Thorne, 333 S.E.2d 817, 819, 821 (W.Va. 1985); see also State v. Alphonse, 197 P.3d 1211, 1213–14, 1221 (Wash. Ct. App. 2008); Commonwealth v. Bigelow, 59 N.E.3d 1105, 1107–09 (Mass. 2016). But see State v. Drahota, 788 N.W.2d 796, 799–800, 806 (Neb. 2010) (reversing conviction where a defendant made insulting remarks via email). Indeed, courts have held that the type of language used is an important consideration when assessing whether the defendant had an intent to harass.242See Gormley v. Dir., Conn. State Dep’t of Prob., 632 F.2d 938, 942 (2d Cir. 1980); State v. Gattis, 730 P.2d 497, 503 (N.M. Ct. App. 1986). But the Supreme Court in Cohen warned against censorship based on what language is or is not permissible.243Cohen v. California, 403 U.S. 15, 24–26 (1971). Similarly, what constitutes a “legitimate” petition to redress grievances is unclear. Is only friendly language allowed? That cannot be the case—political speech is often vitriolic, but that does not move it outside the bounds of the First Amendment.244Id. at 26 (“[W]e cannot indulge the facile assumption that one can forbid particular words without also running a substantial risk of suppressing ideas in the process.”). This understanding of the First Amendment’s scope traces back to the Founders245See Madison, supra note 74, at 570–71; see also Barron v. Kolenda, 203 N.E.3d 1125, 1136 (Mass. 2023) (“There was nothing respectful or courteous about the public assemblies of the revolutionary period. There was also much that was rude and personal, especially when it was directed at the representatives of the king and the king himself.”). and comports with a long history of judicial interpretation.246See supra Part I.A.
This leaves open the question: Is there ever a point where a person’s telephonic petitioning for redress crosses into criminal harassment? The answer ought to be yes.
B. Public Officials Deserve Some Protection from Telephonic Harassment
Telephonic harassment statutes should be understood as protecting substantial privacy interests. Whereas a caller may have constitutional protections to engage in speech, the recipient of the call has a privacy interest and therefore enjoys some protection from certain types of calls.247See supra Part I.B. But in many situations, these protections can be content-based in their application as the recipient is often wishing to exclude these calls because of their harassing content. Yet content-based regulations are presumptively invalid and limited to a narrow band of exceptions.248See R.A.V. v. City of St. Paul, 505 U.S. 377, 382–84 (1992) (listing the exceptions). Non-threatening telephonic harassment does not fall within these exceptions.249See id. Accordingly, courts have regularly considered whether the Rowan privacy exception may be applied to save the statute at issue.250See People v. Smith, 392 N.Y.S.2d 968, 970 (N.Y. App. Div. 1977); see also Hott v. State, 400 N.E.2d 206, 208 (Ind. Ct. App. 1980); State v. Drahota, 788 N.W.2d 796, 805 (Neb. 2010); Commonwealth v. Bigelow, 59 N.E.3d 1105, 1113 (Mass. 2016). Should public officials have a right to exclude unwanted speech? Some courts have answered “no,” arguing that public officials’ privacy interests are per se diminished.251See Drahota, 788 N.W.2d at 805; see also Bigelow, 59 N.E.3d at 1113–14. Therefore, one-to-one harassment of public officials related to an issue of public concern cannot be outweighed by the official’s privacy interests.
But these courts go too far in depriving public officials of their privacy interests. It is true that once a person becomes a public official or even a candidate for public office, they run the risk of greater public scrutiny.252See Gertz v. Robert Welch, Inc., 418 U.S. 323, 344 (1974); see also Beauharanais v. Illinois, 343 U.S. 250, 263 n.18 (1952) (“[P]ublic men, are, as it were, public property.”). It is also true that speech about public issues should be “uninhibited, robust, and wide-open” even when it includes “vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials.”253New York Times Co. v. Sullivan, 376 U.S. 254, 270 (1964). But government officials do not give up all privacy rights because of their employment.254See Garrity v. New Jersey, 385 U.S. 493, 500 (1967) (holding that policemen “are not relegated to a watered-down version of constitutional rights”); Lindke v. Freed, No. 22-611, 2024 WL 1120880, at *6 (U.S. 2024) (“While public officials can act on behalf of the State, they are also private citizens with their own constitutional rights.”); see also L.A. Police Protective League v. Gates, 907 F.2d 879, 886 (9th Cir. 1990) (holding that police could not discipline an officer for refusing to give consent to a search of his garage); Lesher v. Reed, 12 F.3d 148, 151 (8th Cir. 1994) (holding that dismissal of police officer’s § 1983 claim against his employer for seizing his dog without a warrant for the purposes of euthanasia was improper). Accordingly, a per se rule of protection where a person speaks about a political issue to a public official is not in accord with Rowan or constitutional conceptions of public officials’ privacy rights.255See supra Part I.B. Further, on a practical level, harassment can lead to increased spending on security and psychological trauma to the intended recipient or their staff, cutting in favor of some regulation.256See Catie Edmondson & Mark Walker, One Menacing Call After Another: Threats Against Lawmakers Surge, N.Y. Times (Feb. 9, 2022), https://www.nytimes.com/2022/02/09/us/politics/politician-death-threats.html [perma.cc/ADV6-EF6D]; Stephanie Lai et al., Lawmakers Confront a Rise in Threats and Intimidation, and Fear Worse, N.Y. Times (Oct. 1, 2022), https://www.nytimes.com/2022/10/01/us/politics/violent-threats-lawmakers.html [perma.cc/V5TQ-KCGC]. A more tailored examination is required.
C. Honing the Significant Component Test
The significant component test comes closer to the proper privacy inquiry when telephonic harassment of public officials occurs. Instead of merely adopting a per se rule, the test asks whether a matter of public concern was a significant component of the call. In effect, the test attempts to balance the political speech interests of the speaker against the privacy interests of the public official. If a significant component of the call is about a matter of public concern, the speaker’s interests prevail.
But key questions regarding the test remain unanswered: When should the test be triggered? Where can public officials claim sufficient privacy interests? What does a “significant component” mean and what factors should courts consider when making that determination?
1. Triggering the Test and the Presumption of Protection
The significant component test is only triggered if the caller raises matters of public concern while speaking with a public official.257See United States v. Popa, 187 F.3d 672, 677 (D.C. Cir. 1999). Where matters of purely private concern are the subject of the phone call, the speaker is not petitioning the government for a redress of grievances.258See Dun & Bradstreet, Inc. v. Greenmoss Builders, Inc., 472 U.S. 749, 759–60 (1985) (citations omitted) (stating that “speech on matters of purely private concern is of less First Amendment concern,” because “there is no potential interference with a meaningful dialogue of ideas concerning self-government”). Accordingly, constitutional concerns regarding the restriction of speech are less significant.259See Snyder v. Phelps, 562 U.S. 443, 452 (2011). But the bar for what constitutes matters of public concern should be set low so that only a cursory examination would be required to identify it.260See, e.g.,Hill v. Colorado, 530 U.S. 703, 721–22 (2000) (holding that a law that prohibited approaching a person near a medical facility, without that person’s consent, for the purpose of “engaging in oral protest, education, or counseling” was content-neutral even though it required a cursory examination of the speech to determine if it fell within the proscribed categories or not). Simply put, when public officials receive calls, the significant component test should be on a hair trigger. The reason is two-fold. First, reviewing the speech for its content can raise constitutional concerns about government censorship.261See R.A.V. v. City of St. Paul, 505 U.S. 377, 382–84 (1992). But unlike California’s censoring of “offensive conduct” in Cohen,262See Cohen v. California, 403 U.S. 15, 16 (1971). the purpose of the inquiry is not to determine what is excludable. The objective is to determine whether the significant component test should be applied or if another analysis is required. Second, greater scrutiny of the speech’s content risks an undue chilling effect. Speech on matters of public concern is essential to the First Amendment.263See supra Part I. Therefore, that speech ought to be carefully guarded.264See Connick v. Myers, 461 U.S. 138, 145 (1983) (“[S]peech on public issues occupies the ‘highest rung of the hierarchy of First Amendment values,’ and is entitled to special protection.”) (quoting Carey v. Brown, 447 U.S. 455, 466 (1980)). If the significant component test required more than a cursory examination, the risk of a chilling effect on this type of speech would be too great a cost to a freedom that is necessary to the success of American democracy.265See Garrison v. Louisiana, 379 U.S. 64, 74–75 (1964) (“[S]peech concerning public affairs is more than self-expression; it is the essence of self-government.”).
Once triggered, courts should consider the significant component test as creating a strong, but rebuttable, presumption of First Amendment protection. Per the Rowan exception, speech can only be excluded where substantial privacy interests are invaded in an intolerable manner.266See Cohen, 403 U.S. at 21. This construction of the test respects the kind of speech that is of the highest importance in the eyes of the First Amendment.267See Garrison, 379 U.S. at 74–75; see also Connick, 461 U.S. at 145; New York Times Co. v. Sullivan, 376 U.S. 254, 270 (1964). This speech should be provided strong protection within reasonable, but generous bounds.
2. Defining the Physical Bounds of Public Officials’ Privacy
Although the genesis of the Rowan exception was based around the home, public officials’ privacy should not be limited to calls received there. While it is the traditional zenith of privacy interests, the home is not the only place where the right to exclude is recognized.268See FCC v. Pacifica Found., 438 U.S. 726, 749 n.27 (1978) (“Outside the home, the balance between the offensive speaker and the unwilling audience may sometimes tip in favor of the speaker, requiring the offended listener to turn away.”) (emphasis added); see also Hill v. Colorado, 530 U.S. 703, 734–35 (2000) (holding that the state could regulate private speech near hospitals where speakers attempted to dissuade people from getting an abortion); Lehman v. City of Shaker Heights, 418 U.S. 298, 306–07 (1974) (Douglas, J., concurring) (stating that the speaker did not have a right to force his message on public transportation commuters because they were incapable of declining to receive it). When expanding the right, the Supreme Court requires a context-specific balancing of competing interests.269See Hill, 530 U.S. at 716 (explaining that “[t]he recognizable privacy interests in avoiding unwanted communications varies widely in different settings”).
Mobile phones provide an important example of a context-specific expansion of the Rowan right to exclude speech. Before the advent of cell phones, telephonic harassment would likely target a person in their home or place of work. In the case of the former, the Rowan exception would apply neatly as a harassing call could easily be understood as an invasion of a person’s home, traditionally a person’s most private place. But cell phones’ displacement of the home phone complicates what was once a simpler application of the law.270Felix Richter, Landline Phones Are a Dying Breed, Statista (Dec. 2, 2022), https://www.statista.com/chart/2072/landline-phones-in-the-united-states/ [perma.cc/TSF6-9XTZ]. Now, the likelihood of a person suffering telephonic harassment outside the home has increased significantly. But modern smartphones do more than merely replace traditional telephones. They have expanded what phones can do.271See Riley v. California, 573 U.S. 373, 393 (2014) (“The term ‘cell phone’ is itself misleading shorthand; many of these devices are in fact minicomputers that also happen to have the capacity to be used as a telephone.”). This expansion in technical capabilities has led to unique expectations of privacy in their contents and use.272See id. at 403 (holding that police cannot search phones incidentally to an arrest but need a separate search warrant because of the substantial privacy interests in smartphones that are at least comparable to the home); see also Carpenter v. United States, 138 S. Ct. 2206 (2018) (holding that police need a search warrant to secure long-term cell site location information because of unprecedented degree of intrusion on privacy that such information provides). As the Supreme Court aptly stated in Riley v. California, modern cell phones are “now such a pervasive and insistent part of daily life that the proverbial visitor from Mars might conclude they were an important feature of human anatomy.”273Riley, 573 U.S. at 385. Given the modern social context, cell phones should generally be considered at least comparable to traditional home phones in the context of telephonic harassment. In fact, privacy concerns are likely greater, as keeping a cell phone on one’s person at all times is almost a practical necessity.
To be clear, this Article is not arguing that harassing calls to cell phones, or even home phones, are per se proscribable. Rather, the mere fact that a person can answer their cell phone in areas traditionally considered public does not preclude an invasion of substantial privacy interests.274See Carpenter, 138 S. Ct. at 2216–17 (stating that Fourth Amendment protections do not cease simply because a person moves about in public while being passively tracked by cell phone companies). A deeper inquiry into other contextual factors is required.
The office phone is another important place where a context-specific inquiry is required. Although public officials have diminished privacy interests in the workplace, they are not de minimis.275Cf. O’Connor v. Ortega, 480 U.S. 709, 725 (1987) (“[P]rivacy interests of government employees in their place of work which, while not insubstantial, are far less than those found at home or in some other contexts.”) (O’Connor, J., plurality opinion); see also L.A. Police Protected League v. Gates, 907 F.2d 879, 886 (9th Cir. 1990). But given the relative weight of the privacy interests at stake, the significant component test will demand that the speaker’s intrusion be greater and thus more intolerable than in other contexts for the presumption of protection to be rebutted.276See, e.g., infra Part III.C.4.
3. Defining a “Significant Component”
Once the significant component test is triggered, courts should refrain from further examination of the content of the call at issue for several reasons. First, content-based government censorship is generally avoided.277See Cohen v. California, 403 U.S. 15, 24–26 (1971). Second, the Supreme Court has shaped the Rowan exception as applying in only two circumstances: (1) where a person is a “captive audience” and cannot avoid speech that may be unwanted and (2) where a person has substantial privacy interests in a given place, but can easily disregard or avoid unwanted speech.278See supra Part I.B. In neither of those circumstances is the government allowed to act as a content-based censor.279Where a public official has substantial privacy interests in a place and can easily disregard or avoid unwanted speech, one could argue that the decision to exclude speech is de facto government censorship because the official is an agent of the government. But public officials are not expected to be acting as government agents at all times. Decisions about what to allow into the home are personal decisions that are functionally equivalent to those made by private citizens who wish to keep unwanted speech out of private places. Otherwise, every act of a government employee could be labeled as “state action,” yet that is obviously not the case. See Lindke v. Freed, No. 22-611, 2024 WL 1120880 (U.S. 2024) (holding that a city manager’s posts on his personal social media account were not state action even though the posts sometimes discussed city policy); Redding v. St. Eward, 241 F.3d 530, 533 (6th Cir. 2001) (holding that off-duty police officer calling 9-1-1 was not state action because it was “functionally equivalent” to that of any private citizen calling for police assistance); see also Hughes v. Meyer, 880 F.2d 967, 972 (7th Cir. 1989) (holding that a state conservation warden did not engage in state action when describing an encounter to police because it was “functionally equivalent” to that of any private citizen reporting to the police the details of an alleged criminal act); cf. Polk County v. Dodson, 454 U.S. 312, 322 (1981) (holding that when public defenders act in their capacity as a lawyer adverse to the state, their professional decisions cannot be considered state action). Third, when courts consider the content of speech, the door opens for regulation based on offensiveness—which, as discussed, is at odds with constitutional principles, rather than on the basis of an invasion of substantial privacy interests, which may be constitutionally legitimate.
Courts should consider contextual factors to determine whether a matter of public concern is a significant component of the call instead of looking at the content of the speech. Whether a contextual detail is “significant” is inherently a test of relativity. What may be significant in one context can be insignificant in another. For example, calling a restaurant to inquire about its hours is likely a forgettable conversation for the owner who answers. On the other hand, calling the restaurant owner on his personal cellphone to ask about his restaurant’s hours is more likely to be memorable as an out-of-place conversation. Similarly, speech about a matter of public concern that is insignificant in one call to a public official may be significant in another. Context matters.
To evaluate the context of the call and determine if a matter of public concern is a significant component of it, courts should consider the following non-exhaustive list of factors: (1) whether the caller had been warned not to call again,280See People v. Smith, 392 N.Y.S.2d 968, 969–970 (N.Y. App. Div. 1977) (affirming defendant’s conviction for aggravated harassment after he (1) called the Desk Officer at the White Plains Police Department twenty-seven times in less than three and a half hours with the same identical request and (2) was told repeatedly not to call again because he was tying up the police lines). (2) whether multiple calls were placed in a relatively short period,281Id.; accord State v. Thorne, 333 S.E.2d 817, 820 (W.Va. 1985) (“A great deal of legitimate government business is done over the phone. If people were allowed to make repeated calls for the sole purpose of harassing government employees, this would tie up the phone for those who wish to reach their government on legitimate business. It would also tie up valuable government staff from doing their jobs. The first amendment does not protect someone from interrupting a legitimate government function.”). (3) if the number was listed as a channel for constituents to provide feedback,282See United States v. Weiss, 475 F. Supp. 3d 1015, 1032 (N.D. Cal. 2020), rev’d on other grounds, 2021 WL 6116629, at *1 (9th Cir. Dec. 27, 2021) (holding that federal telephonic harassment statute was unconstitutionally applied to defendant who engaged in harassing political discourse using feedback form listed on Senator McConnell’s official website); see also U.S. Post Serv. v. Council of Greenburgh Civil Ass’ns, 453 U.S. 114, 152 (1981) (holding that the mere fact that the government controls mailboxes does not transform them into a public forum that the public has a right to access). (4) whether the number called is publicly available or only privately distributed, (5) if the call was to a government office or phone number,283See United States v. Waggy, 936 F.3d 1014, 1021 (9th Cir. 2019) (Tashima, J., dissenting) (finding that complaints about government action and inaction were a significant component of defendant’s calls and noting they were all made to a government office during business hours); see also Hott v. State, 400 N.E.2d 206, 207 (Ind. Ct. App. 1980) (affirming a conviction for making an indecent phone call to the homes of the local chief of police and prosecutor at 11:00 PM, asking them to arrest a local police officer, and then “impugning canine ancestry with tendencies en fellatio” after they rejected his request). (6) whether the call was to a private home or personal cell phone,284See Hott, 400 N.E.2d at 206. (7) whether the call occurred during business hours,285See Waggy, 936 F.3d at 1021 (Tashima, J., dissenting). and (8) if the government has provided adequate alternative channels for communication.286See Perry Educ. Ass’n v. Perry Local Educators’ Ass’n, 460 U.S. 37, 45 (1983). This issue has arisen in the context of time, place, and manner restrictions for speech in public forums. However, this factor should also be considered in telephonic communications. In urban areas, a clear alternative to calling a public official is going to the public square to protest or demonstrate. But in rural areas with low density, more private means of communication may be the only effective means of petitioning the government. If the government provides few or no channels for communication, then the interests of the petitioner to encroach on the privacy of government officials become weightier. No single factor should be dispositive in finding that speech about a matter of public concern is a significant component. Again, the inquiry is context specific.
4. Applying the Honed Significant Component Test
The following examples illustrate how the test ought to function. If a person were to (1) use a non-publicly available number to (2) call the personal cell phone of a public official to discuss that official’s performance, the significant component test would probably be satisfied, and the speech would qualify as protected. Within the Rowan framework, this would be the situation where a person has substantial privacy interests but can easily disregard unwanted speech by hanging up.287See supra Part I.B. Now suppose the public official instructed the person not to call again because this was her personal cell phone, and the person did so anyway. In this case, the call could be considered an intolerable intrusion on substantial privacy interests. The case against the person becomes stronger if the caller rings outside of business hours.
The number of factors should not be considered dispositive either. Take the scenario where a person called (1) the office of a public official, (2) during business hours, (3) using a publicly available phone number to talk about that official’s performance. But assume (1) he did so every seven minutes for three and a half hours (2) after being told repeatedly to stop because he was disrupting office operations and tying up phone lines. In this case, a court could find that the caller was intruding on substantial privacy interests in an intolerable manner.288See People v. Smith, 392 N.Y.S.2d 968, 970–71 (N.Y. App. Div. 1977). The office does not have the same substantial privacy interests as a personal cell phone.289See O’Connor v. Ortega, 480 U.S. 709, 725 (1987). Yet within the Rowan framework, the plethora of calls within a short period makes the case closer to the situation where a person is a “captive audience” and cannot avoid unwanted speech.290See supra Part I.B. If the official had the ability to block specific phone numbers for a period of time, then this may make it less of a “captive audience” situation. In that case, the court may find that substantial privacy interests were not being invaded in an essentially intolerable manner. Additionally, it is important to consider that the speech is unwanted because of its physical disruption to government operations, not because of its content.
Conclusion
Early Anglo-American history demonstrates that speech critical of public officials lies at the heart of the First Amendment and our nation’s democratic values.291See supra Part I.A. Over the last century, the Supreme Court has repeatedly affirmed the particular importance of this speech.292See supra Part I.B. But harassing phone calls fall within a narrow band of speech that has created a gray area of First Amendment jurisprudence.293See supra Part I.C. Predictably, the result has been a wide range of outcomes from state and federal courts.294See supra Part II.
But the problem of unwanted communications is not a new one.295See supra Part I.B. In Rowan and its progeny, the Supreme Court created a framework that can apply to public officials as much as private citizens so long as courts consider public officials’ unique position. Unlike private citizens, speech with public officials can reasonably be presumed to implicate political discourse, and its value in a democratic system of governance is higher. The significant component test provides an appropriate means of accounting for these differences. The test, however, needs further refinement to better assess the interests at stake.296See supra Part III.C.
Once a matter of public concern is identified, courts should avoid looking closely at the content of callers’ speech. This kind of inquiry invites arbitrary determinations about what is or is not legitimate political speech. It is a strength of American democracy that debate about the nation’s most important issues is robust and largely uninhibited. Yet, the First Amendment does not immunize all speech from government regulation.297See R.A.V. v. City of St. Paul, 505 U.S. 377, 377 (1992). The local selectman should face intense scrutiny at the town hall hearing.298See Barron v. Kolenda, 203 N.E.3d 1125, 1134–39 (Mass. 2023) (striking a town’s civility code for public town council meetings based on Massachusetts’ state constitutional right to petition the government). But when she goes home and turns off her work phone for the evening, she should be entitled to some degree of privacy that legally protects her from unwanted phone calls on her personal phone number.299See Hott v. State, 400 N.E.2d 206 (Ind. Ct. App. 1980). When the selectman’s secretary answers the office phone, he should not have to suffer a constant flood of calls from the same caller raising the same issue.300See People v. Smith, 392 N.Y.S.2d 968, 970 (N.Y. App. Div. 1977).
In Waggy, the majority focused on the content of the speech and found that there wasn’t enough political content to constitute a significant component.301United States v. Waggy, 936 F.3d 1014, 1019 (9th Cir. 2019). Without much explanation, the dissenting judge responded by saying complaints about public officials’ activities were a significant component.302See id. at 1021 (Tashima, J., dissenting). Although the dissenting judge pointed to some contextual factors that suggested the presence of political speech (number called and time of call),303See id. neither side had a particularly principled basis for saying that political discourse was or was not a significant component of the defendant’s calls. Hopefully, this Article provides a more defined framework for making that challenging fact-specific judgment.
* J.D. Candidate, Fordham University School of Law, 2024; B.A., Wesleyan University, 2015. I would like to thank Professor Abner Greene for his help and guidance during this writing process. I am thankful to the editors of the Voting Rights and Democracy Forum for their insightful review of my work and their help sharpening my writing in this piece. Lastly, I would like to thank my wife who has supported me from LSAT preparation to the bar exam. I would be rudderless without her.


